Performances

Performances

AAA Finance & Investment Limited (“AAA”) (Formerly AAA Consultants & Financial Advisers limited) is a pioneer Merchant Banker to provide the fast demand of the Bangladesh Capital Market. “AAA” is a full-fledged Merchant Banker having license from Bangladesh Securities and Exchange Commission (BSEC) and performing very successfully for managing of Public Issue, Rights Issue, Underwriting and Corporate Advisory services. AAA has managed remarkable number of issues and also mobilized the funds more than BDT 700 Billion of the capital market.

“AAA” has issue management teams who have expertise to make out industry insights, experience, grasp of the regulatory framework and manageable capacity, understanding of market dynamics, and networking with domestic and foreign institutional investors to success any public issue. The organization has enriched its professionalism with their technical and financial advisory support in day to day operation as well as in forecasting and building future prospects.

AAA’s SECTOR WISE PERFORMANCES

Banking Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. BRAC Bank Limited Rights Issue 4,433.04 2014
2. Trust Bank Limited Rights Issue 1,064.45 2012
3. Bank Asia Limited Rights Issue 1,050.95 2011
4. Social Islami Bank Ltd. Rights Issue 2,987.81 2011
5. United Commercial Bank Ltd Rights Issue 4,364.93 2011
6. Export Import Bank of Bangladesh Limited Rights Issue 2,277.42 2010
7. Al-ArafahIslami Bank Limited Rights Issue 2,338.63 2010
8. Jamuna Bank Limited Rights Issue 743.36 2010
9. Southeast Bank Limited Rights Issue 3,696.44 2010
10. National Credit and Commerce Bank Limited Rights Issue 1,142.00 2010
11. Mercantile Bank Limited Rights Issue 1,439.00 2010
12. Social Islami Bank Ltd. Rights Issue 1,250.85 2008
13. Trust Bank Limited Rights Issue 513.33 2008
14. BRAC Bank Limited Rights Issue 1320 2008
15. Standard Bank Limited Rights Issue 655.77 2007
16. Trust Bank Limited IPO 700.005 2007
17. Social Islami Bank Ltd. Rights Issue 585.00 2007
18. Export Import Bank of Bangladesh Limited Rights Issue 571.25 2006
19. BRAC Bank  Limited IPO 850.00 2006
20. Southeast Bank Limited Rights Issue 2,112.74 2006
21. Jamuna Bank Limited IPO 514.80 2005
22. Dhaka Bank Limited Rights Issue 331.91 2005
23. Export Import Bank of Bangladesh Limited IPO 408.03 2004
24. Mercantile Bank Limited IPO 319.765 2003
25. Bank Asia Limited IPO 300.00 2003
26. Ai-ArafahIslami Bank Limited Rights Issue 253.00 2003
27. Southeast Bank Limited Rights Issue 165.00 2002
28. Southeast Bank Limited IPO 150.00 1999
TOTAL 36,539.48

Insurance Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Rupali Insurance Co. limited Rights Issue 329.08 2011
2. City General Insurance Co. Limited Rights Issue 272.25 2011
3. Continental Insurance Limited Rights Issue 136.12 2010
4. Asia Insurance Limited Rights Issue 330.00 2010
5. Eastern Insurance Co. Limited Rights Issue 559.87 2011
6. Asia Pacific General Insurance Co. Ltd Rights Issue 317.62 2010
7. Peoples Insurance Co. Limited Rights Issue 400.00 2010
8. Karnaphuli Insurance Co. Limited Rights Issue 267.53 2009
9. Bangladesh General Insurance Co. Ltd Rights Issue 417.65 2009
10. Dhaka Insurance Limited IPO 108.00 2009
11. Pravati Insurance Co. Limited IPO 90.00 2009
12. Islami Insurance Bangladesh Limited IPO 90.00 2009
13. Asia Insurance Limited IPO 90.00 2009
14. Continental Insurance Limited IPO 90.00 2007
15. Paramount Insurance Co. Limited IPO 90.00 2007
16. Pragati Life Insurance Co. Limited IPO 45.00 2005
17. Bangladesh General Insurance Co. Ltd Rights Issue 72.00 2005
18. Asia Pacific General Insurance Co, Ltd IPO 105.00 2005
19. Popular Life Insurance Co. Limited IPO 45.00 2005
20. Eastland Insurance Co. Limited Rights Issue 60.00 2005
21. Mercantile Insurance Co. Limited IPO 90.00 2004
TOTAL 4,005.12

Financial Institutions as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. National Housing Finance and Investments Limited Rights Issue 343.20 2013
2. FAS Finance & Investment Limited Rights Issue 542.47 2013
3. Islamic Finance and Investment Limited Rights Issue 254.20 2012
4. LankaBangla Finance Limited Rights Issue 823.51 2012
5. Uttara Finance and Investments Limited Rights Issue 396.00 2010
6. Bay Leasing & Investment Limited Rights Issue 1,071.00 2010
7. Islamic Finance and Investment Limited Rights Issue 298.82 2010
8. Bay Leasing & Investment Limited IPO 255.00 2008
9. Fidelity Assets & Securities Co. Limited IPO 140.63 2007
10. IPDC of Bangladesh Limited IPO 278.00 2006
11. LankaBangla Finance Limited IPO 90.00 2006
12. Premier Leasing International Limited IPO 100.50 2005
13. Islamic Finance and Investment Limited IPO 100.00 2005
TOTAL 4,693.33

Engineering Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. GPH Ispat Limited IPO 600.00 2011
2. Golden Son Ltd. Rights Issue 1,448.05 2010
3. National Polymer Industries Ltd. Rights Issue 187.60 2008
TOTAL 2,235.65

Textile Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. R.N. Spinning Mills Limited Rights Issue 1,199.56 2012
2. Zahintex Industries Limited IPO 500.00 2011
3. Sonargaon Textiles Limited Rights Issue 163.68 2011
4. Maksons Spinning Mills Limited Rights Issue 2,622.00 2010
5. R.N. Spinning Mills Limited IPO 300.00 2009
6. Chic Tex Limited Rights Issue 47.04 1996
7. Chic Tex Limited IPO 39.20 1995
8. Sajib Knitwear and Garments Limited IPO 40.00 1995
TOTAL 4,911.48

Pharmaceutical & Chemical Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in
BDT( Million)
Year of BSEC Approval
1. Salvo Chemical Industry Limited IPO 260.00 2010
2. JMI Bangla Co. Limited IPO 60.00 2003
3. Lexco Limited Rights Issue 19.00 1997
4. Lexco Limited IPO 4.75 1995
TOTAL 343.75

Food & Allied Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Fu-Wang Foods Limited Rights Issue 202.40 2010
2. Meghna Condensed Milk Industries Limited IPO 80.00 2001
3. Chittagong Vegetable Oil Industries Limited Rights Issue 112.50 1997
TOTAL 394.90

IT Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Daffodil Computers Limited Rights Issue 228.53 2010
2. BDCOM Online Limited Preference Share 246.40 2010
3. BDCOM Online Limited IPO 50.00 2002
TOTAL 524.93

Tannery Industries as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Legacy Footwear Limited IPO 35.00 1999
2. Samata Leather Complex Limited IPO 51.60 1998
TOTAL 86.60

Power & Fuel Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Shahjibazar Power Co. Limited IPO 317.00 2014
2. Khulna Power Co. Limited Direct Listing 8,448.00 2010
TOTAL 8,765.00

Cement Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Aramit Cement Limited Rights Issue 254.10 2014
TOTAL 254.10

Ceramics Sector as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Fu-Wang Ceramics Industry Ltd. Rights Issue 206.25 2010
TOTAL 206.25

Travel & Leisure Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. United Airways (BD) Limited IPO 1,000.00 2010
TOTAL 1,000.00

Paper & Printing Companies as Approved by BSEC

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Hakkani Pulp & Paper Mills Limited IPO 80.00 2000
TOTAL 80.00

AAA’S PERFORMANCES IN BOND & DEBENTURE

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Social Investment Bank Limited Bond 3,000.00 2014
2. Mercantile Bank Limited Bond 1,000.00 2010
3. Uttara Finance and Investment Ltd. Bond 2,000.00 2009
TOTAL 6,000.00

AAA’S PERFORMANCES IN CAPITAL RAISING

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Aftab Hatchery Limited Capital Raising 500.00 2014
2. Bashundhara Paper Mills Ltd. Capital Raising 405.13 2014
3. Indo-Bangla Pharmaceuticals Ltd. Capital Raising 100.00 2014
4. Achia Sea Food Limited Capital Raising 108.00 2014
5. Meghna Insurance Company Limited Capital Raising 9.00 2014
6. Express Insurance Limited Capital Raising 34.92 2013
7. Dragon Sweater & Spinning Mills Ltd. Capital Raising 191.44 2012
8. GPH Ispat Limited Capital Raising 200.00 2011
9. Petromax Refinery Limited Capital Raising 900.00 2011
10. Zahintex Industries Limited Capital Raising 150.00 2011
11. Shahjibazar Power Co. Ltd. Capital Raising 90.59 2010
12. Dhaka Regency Hotel and Resort Ltd. Capital Raising 600.00 2010
13. Salvo Chemical Industry Limited Capital Raising 10.50 2010
14. LankaBangla Securities Limited Capital Raising 50.00 2010
15. United Airways (BD) Limited Capital Raising 50.00 2010
TOTAL 3,399.58

AAA’S PERFORMANCE IN CONSULTANCY & ADVISORY SERVICE

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Year of BSEC Approval
1. Aamra Technologies Limited IPO 517.73 2012

AAA’S PERFORMANCES IN UNDERWRITER

Sl. No. Name of the Company Nature of Issue Issue Size in
BDT( Million)
AAA’s Underwriting
Amount(BDT in Million)
Year of BSEC Approval
1. Zahintex Industries Limited IPO 500.00 25.00 2011
2. Social Islami Bank Limited Rights Issue 2,987.81 487.81 2011
3. City General Insurance Co. Limited Rights Issue 272.25 105.00 2011
4. Sonargaon Textiles Limited Rights Issue 163.68 28.68 2011
5. United Commercial Bank Limited Rights Issue 4,364.93 105.00 2010
6. Bank Asia Limited Rights Issue 1,050.95 390.95 2011
7. Rupali Insurance Co. Limited Rights Issue 394.89 154.89 2011
8. R.N. Spinning Mills Limited Rights Issue 1,199.50 282.82 2012
9. LankaBangla Finance Limited Rights Issue 823.51 223.51 2012
10. Trust Bank Limited Rights Issue 1,064.45 110.00 2012
11. Islamic Finance and Investment Ltd. Rights Issue 254.20 94.20 2012
12. FAS Finance & Investment Limited Rights Issue 2,066.57 150.00 2013
13. Aramit Cement Limited Rights Issue 254.10 30.00 2013
14. National Housing Finance and Investment Limited Rights Issue 343.20 85.80 2013
15. BRAC Bank Limited Rights Issue 4,433.04 10.00 2014
TOTAL 20,173.08 2,283.66

SUMMARY OF SECTOR WISE AAA’S PERFORMANCES AS ISSUE MANAGER

Sector No. of the Company No. of IPO No. of Right Issue No. of Bond & Direct Listing/P. share No. of Capital Raising Total No.of Issue Total Issue
Size in BDT( Million)
Bank 13 7 21 2 30 40,539.48
Cement 1 1 1 254.10
Ceramics Sector 1 1 1 206.25
Insurance 18 10 11 2 23 4,049.04
Financial 8 6 7 1 1 15 6,743.33
Textile 7 4 4 2 10 5,252.92
IT Sector 2 1 1 1 3 524.93
Paper & Printing 2 1 1 2 485.13
Tannery Industries 2 2 2 86.60
Travel & Leisure 2 1 2 3 1,650.00
Engineering 3 1 2 1 4 2,435.65
Food & Allied 5 1 2 2 5 1002.9
Pharmaceuticals & Chemicals 4 3 1 2 6 454.25
Fuel & Power 3 1 1 2 4 9755.59
TOTAL 71 38 51 5 15 109 73,440.04

AAA’S PERFORMANCES IN ISSUE MANAGEMENT –IPO

Sl. No. Name of the Company Issue Size in BDT( Million) Year of BSEC Approval
1. Shahjibazar Power Co. Ltd. 317.00 2014
2. GPH Ispat Limited 600.00 2011
3. Zahintex Industries Limited 500.00 2011
4. Salvo Chemical Industry Limited 260.00 2010
5. United Airways (BD.) Limited 1,000.00 2010
6. R.N. Spinning Mills Limited 300.00 2009
7. Islami Insurance Bangladesh Limited 90.00 2009
8. Dhaka Insurance Limited 108.00 2009
9. Provati Insurance Co. Limited 90.00 2009
10. Asia Insurance Limited 90.00 2009
11. Bay Leasing & Investment Limited 255.00 2008
12. Continental Insurance Limited 90.00 2007
13. Fidelity Assets & Securities Co. Ltd. 140.63 2007
14. Paramount Insurance Co. Limited 90.00 2007
15. Trust Bank Limited 700.00 2007
16. BRAC Bank Limited 850.00 2006
17. Industrial Promotion and Development Co. of BD. Ltd. 278.00 2006
18. LankaBangla Finance Limited 90.00 2006
19. Jamuna Bank Limited 514.00 2005
20. Pragati Life Insurance Limited 45.00 2005
21. Popular Life Insurance Co. Limited 45.00 2005
22. Islamic Finance & Investment Ltd. 100.00 2005
23. Premier Leasing International Ltd. 100.50 2005
24. Asia Pacific General Insurance Co. Limited 105.00 2005
25. Mercantile Insurance Co. Limited 90.00 2004
26. Export Import Bank of Bangladesh Ltd. 408.03 2004
27. Mercantile Bank Limited 319.76 2003
28. Bank Asia Limited 300.00 2003
29. JMI-Bangla Co. Limited 60.00 2003
30. BDCOM Online Limited 50.00 2002
31. Meghna Condensed Milk Industries Ltd. 80.0 2001
32. Hakkani Pulp & Paper Mills Limited 80.00 2000
33. Southeast Bank Limited 150.00 1999
34. Legacy Footwear Limited 35.00 1999
35. Samata Leather Complex limited 51.60 1998
36. Chic Tex Limited 29.20 1995
37. Sajib Knitwear and Garments Limited 40.00 1995
38. Lexco Limited 4.75 1995

AAA’S PERFORMANCES IN ISSUE MANAGEMENT -RIGHTS ISSUE

Sl. No. Name of the Company Issue Size in BDT( Million) Year of BSEC Approval
1. BRAC Bank Limited 4,433.04 2014
2. Aramit Cement Limited 254.10 2013
3. National Housing Finance and Investments Ltd. 343.20 2013
4. FAS Finance & Investment Limited 542.47 2013
5. Islamic Finance and Investment Limited 254.20 2012
6. Trust Bank Limited 1,064.45 2012
7. LankaBangla Finance Limited 823.51 2012
8. R.N. Spinning Mills Limited 1,199.56 2012
9. Rupali Insurance Co. Limited 329.08 2011
10. Bank Asia Limited 1,050.95 2011
11. City General Insurance Co. Ltd. 272.25 2011
12. Social Islami Bank Limited 2,987.81 2011
13. Sonargaon Textiles Limited 163.68 2011
14. United Commercial Bank Limited 4,364.93 2011
15. Fu-Wang Foods Limited 202.40 2010
16. Continental Insurance Limited 136.12 2010
17. Asia Insurance Limited 330.00 2010
18. Eastern Insurance Co. Limited 559.87 2010
19. Fu-Wang Ceramic Industry Limited 206.25 2010
20. Export Import Bank of Bangladesh Limited 2,277.42 2010
21. Uttara Finance and Investments Limited 396.00 2010
22. Jamuna Bank Limited 743.36 2010
23. Al-ArafahIslami Bank Limited 2,338.63 2010
24. Golden Son Limited 1,448.05 2010
25. Bay Leasing & Investment Limited 1,071.00 2010
26. Daffodil Computers Limited 228.53 2010
27. Asia Pacific General Insurance Co. Ltd. 317.62 2010
28. Islamic Finance and Investment Ltd. 298.82 2010
29. Maksons Spinning Mills Limited 2,622.00 2010
30. Southeast Bank Limited 3,696.44 2010
31. National Credit and Commerce Bank Ltd. 1,142.00 2010
32. Mercantile Bank Limited 1,439.00 2010
33. Peoples Insurance Co. Limited 400.00 2010
34. Karnaphuli Insurance Co. Limited 267.53 2009
35. Bangladesh General Insurance Co. Ltd. 417.65 2009
36. Social Investment Bank Limited 1,250.85 2008
37. National Polymer Industries Limited 187.60 2008
38. Trust Bank Limited 513.33 2008
39. BRAC Bank Limited 1,320.00 2008
40. Social Investment Bank Ltd. 585.00 2007
41. Standard Bank Limited 655.77 2007
42. Export Import Bank of Bangladesh Ltd. 571.25 2006
43. Southeast Bank Limited 2,112.74 2006
44. Bangladesh General Insurance Co. Ltd. 72.00 2005
45. Dhaka Bank Limited 331.91 2005
46. Eastland Insurance Co. Limited 60.00 2005
47. Al-ArafahIslami Bank Limited 253.00 2003
48. Southeast Bank Limited 165.00 2002
49. Chittagong Vegetable Oil Industries Ltd. 112.50 1997
50. Lexco Limited 19.00 1997
51. Chic Tex Limited 47.04 1996

AAA’S PERFORMANCES IN GRAPH AS MANAGER TO THE ISSUE DURING LAST 10 YEARS

The above graph represents contribution of AAA in comparison to other 56 Merchant Banker’s during last 10 (ten) years total performance in the area of fund raising through Initial Public Offering (IPO) and Rights Issue (RI) in the capital market. In total during last ten years AAA managed 35% of total fund injected in the capital market through IPO & RI. Besides, AAA’s clients contributed BDT 62.233 Billion in market capitalization in the stock exchanges.

FORTH COMING ISSUES SUBMITTED TO BSEC FOR APPROVAL

Issue submitted to BSEC for Approval:

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million) Submission year
1. Dhaka Regency Hotel and Resort Limited IPO 800.00 2014
2. Express Insurance Limited IPO 434.65 2014
3. Aftab Hatchery Ltd. IPO 1,625.00 2014
4. Desh General Insurance Co. Limited Capital Raising 9.00 2014

Issues under Process (To be submitted to BSEC for Approval)

Sl. No. Name of the Company Nature of Issue Issue Size in BDT( Million)
1. Meghna Insurance Co. Limited Capital Raising 172.50
2. National Finance Ltd. IPO  
3. Unitex Knitwear Ltd. Capital Raising